course and evidence of attendance of the Contacts to be presented to the Office following completion of the training or seminar or upon the Office’s request. In this regard, the Office may request the
million baht at the head office for at least one year as from the closing date in a manner that the offeror would be able to promptly present to the SEC Office upon request. Clause 4 The issuer of
in writing. Chapter III Mediation of Dispute ________________________ Clause 12. In cases where the claimant expresses the intention to request the Office to mediate the dispute prior to commencing the
a fee of 250,000 baht) which are ................................................................................................................. ( Approval request fee of 250,000 baht in the
be property fund manager requests for the letter showing the result of the renewal application referred in the second paragraph, such person shall submit the request form as prescribed in the Office’s
available for viewing or submission to the SEC Office for inspection upon request. Chapter 2 Actions in Case of Failure by Intermediary to Maintain Capital Clause 12 An intermediary failing to maintain the
securities company which is in a financial conglomerate with any of the following shareholding structures will be able to submit a request for an exemption from appointment of its independent director to the
shall be made readily available for immediate use or verification by the management company , and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office
renewal application referred in the second paragraph, such person shall submit the request form as prescribed in the Office’s electronic work system as well as pay the related fee as per the notification of