the securities offering registration statement and draft prospectus ("filing"). In this regard, one of the conditions for termination of the debenture holder representative's duties which

registration statement and draft prospectus ("filing"). In this regard, one of the conditions for termination of the debenture holder representative's duties which appears in a draft agreement

offering registration statement and draft prospectus ("filing"). In this regard, one of the conditions for termination of the debenture holder representative's duties which appears in a draft

capacity as the bondholders’ representative, failed to maintain the required qualifications of a bondholders’ representative and neglected to notify the Securities and Exchange Commission (“SEC”) of such

person representative failed and the statute of limitations ran out. SEC Act S.303 Criminal Complaint Filed with an Inquiry Official Dated 05/09/2013

DAOL SECURITIES (THAILAND) PUBLIC COMPANY LIMITED Dao Securities (Thailand) Public Company Limited (“DAOLS”), in its capacity as the bondholders’ representative, failed to perform its duties with the

Miss Panida Trongthammakit During the period of 1 March 2559 to 12 Mpermitting himnd During the period of 25 May 2559 to 10 August 2559 (morning), Miss Panida Trongthammakit aid and abet Mr. Winai

Miss Kanyarat Trongthammakit During the period of 25 May 2559 to 10 August 2559 (morning), Miss Kanyarat Trongthammakit aid and abet Mr. Winai Tiaosomboonkij by permitting to use her own securities

Miss Woranart Wangsomboondee During the period of 25 May 2559 to 10 August 2559 (morning), Miss Woranart Wangsomboondee aid and abet Mr. Winai Tiaosomboonkij by permitting to use her own securities

Gilt Edge International (Group) LTd. 1. Gilt Edge International (Group) LTd. – Thailand representative office, represented by Mrs. Karen Elizabeth Entwistle, the representative office solicited the