undisclosed except in the case of disclosure by virtue of law or for the benefit of the financial institution system or the public; (e) members shall not help or support fraudulently any act deemed to be an

and service providing procedures to be in compliance with the provisions stipulated in Clause 5/3. In the case of repeated sale occurring with the communication and providing services of traditional

suit the market needs and to serve customers better. In addition, this will help reduce personnel training costs for securities companies which regularly organize in-house training. 3. Duration of

ทุนที่ซื้อขายในตลาดหลักทรัพย์แห่งประเทศไทยหรือศูนย์ซื้อขายสัญญาซื้อขายล่วงหน้า (repeated sell) ผู้ประกอบธุรกิจสามารถปรับลดขั้นตอนและวิธีการในรายละเอียดของกระบวนการติดต่อและให้บริการแก่ลูกค้าลงได้ตามความ

prior approval from the Office, which will help facilitate their business operation.

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...