securities for business take-overs, and prevention of unfair securities trading practices. Such power shall include: (1) the issuance of rules, regulation, notifications, orders, or directions under this Act
brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom
liquidator under the first paragraph shall be given prior approval from the Office. Expenses and remuneration arising from liquidation of any mutual fund shall be paid from the assets of that mutual fund.
1.3 Gain (loss) on Securities trading 1.4 Gain (loss) on Derivatives trading 1.5 Interest and dividend 1.6 Interest on margin loans 1.7 Share of profit of subsidiaries and associates 1.8 Others incomes
Committee, the Remuneration Committee and the Corporate Governance and Sustainability Committee. The scope of authority, duties, roles and responsibilities of each subcommittee shall also be described. The
purchasing demands when the securities price is lower than the offering price, and if the securities price is higher than the offering price, the amount of securities eligible for trading may increase.” Remark
executives (1) Money remuneration (a) Describe the characteristics of the remunerations for each director during the past year. (For example, Mr. A receives remunerations of XXXX baht in 20XX, consisting of
, derivatives intermediary or life insurance company whether established under Thai or Foreign law. “ payment information management for securities trading ”5 means services relating to collecting, organizing and
-office supporting function for instance, the structure of unit which deals with customer or submitting trading orders (front-office function) should be clearly separated from the unit which has duties in
หลักทรัพย์ (Gain (loss) on Securities trading) หมายถึง กำไรหรือขาดทุนจากการซื้อขายหลักทรัพย์ ในกรณีที่มีค่าใช้จ่ายจากการขายหลักทรัพย์หรือมีผลกำไรขาดทุนจากการตีราคาหลักทรัพย์ ให้นำมาปรับปรุงรายการนี้เพื่อ