Clause 28 Personnel in the capital market business shall not possess the following prohibited characteristics: (1) having deficiency in legal competency, being subject to legal action under the law
judgment and it has not yet surpassed the three-year interval time after either the person completed the term of imprisonment or the suspension of sentence period was over, provided that the action taken
prohibited characteristics: (1) having deficiency in legal competency, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited
andum regard ers g Corporation n October 4, s follows: se to the Extra ed capital of B 09.00 by decre 907,153 share Association o ecutive Comm managing di of Association ry action to co se to the Extra d
remove his name from the supervisor database except where such dismissal as staff or employee contains any fact or circumstance which leads the SEC Office to determine that such supervisor lacks
substitute for the guidelines in Items (6) - (7), for example, conduct regular inspection of mobile devices, or if an employee violates the rules, impose a penalty or remove the access right to application
such position, etc. Clause 6 Upon termination of approval for appointment of director or manager of a securities company, the securities company shall remove such person from the position or the duty
gain, the result will be loss at 17.55 million baht. However, we also have extra expense for acquire FKR at 11.9 million baht. After remove extra profit and extra expense, the result of actual operation
Government Gazette on May 22, 2019 and effective May 23, 2019 onward. No. 3 – Revision has been made to remove restrictions and obstacles to law enforcement, to be in line with international standards; while