Miss Jeeranan Buranaruk when she knew or should have known that Miss Jeeranan would use such information to trade securities or enter into derivatives contracts. 30/07/2019 agreed to comply with

Securities Public Company Limited and Krungthai Zmico Securities Company Limited which Ms. Uraiwan gave Mr. Telaphon an authority to trade securities in those securitites accounts on behalf of Ms. Uraiwan; and

Krungthai Zmico Securities Company Limited which Ms. Uraiwan gave Mr. Telaphon an authority to trade securities in those securitites accounts on behalf of Ms. Uraiwan and Mr. Telapon’s 2 securities accounts

follows :     - a civil monetary penalty of 2,000,000.00 Baht     - a reimbursement of investigative expenses in an amount of 62,039.00 Baht

; - a reimbursement of investigative expenses in an amount of 230,682.00 Baht SEC Act (the fifth amendment) Section 242 (1) Civil Action Dated 19/11/2024

Orbix Trade Company Limited Orbix Trade Company Limited (''ORBIX TRADE'') as a digital asset exchange failed to comply with the rules, conditions and procedures stipulated in the

     - a reimbursement of investigative expenses in an amount of 35,361.00 Baht 06/05/2568 agreed to comply with civil sanctions determined by the Civil Sanction

;    - a civil monetary penalty of 500,000.00 Baht     - a reimbursement of investigative expenses in an amount of 35,361.00 Baht 06/05/2568 agreed

Bill Trade Co.,Ltd. Between 10 February and 23 April 2003, Bill Trade Co.,Ltd. with other alleged persons operated securities brokerage businesses, soliciting clients to invest in securities listed

; - a reimbursement of investigative expenses in an amount of 125,197.00 Baht SEC Act (the fifth amendment) Section 242(1) in conjunction with section 315 Civil Action Dated 06/11/2025