specified by the lead regulator. In case of issuer being a branch of a foreign bank without restrictions on the parent bank?s responsibility, the credit rating of the parent bank may be used while B/E and
periods as specified by the lead regulator. In case of issuer being a branch of a foreign bank without restrictions on the parent bank?s responsibility, the credit rating of the parent bank may be used
record, affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international certified public accountants, prohibited
=10296 SEC chief shares vision for balancing the roles as regulator and developer of capital and digital asset markets At the SEC Meets the Press session today, Secretary-General Pornanong Budsaratragoon
agent; (3) a mutual fund supervisor; (4) a private fund custodian; (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person
supervisor; (4) a private fund custodian; (UNOFFICIAL TRANSLATION) - 2 - (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person
(No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund supervisor; (4) a