Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the
January 2016. Clause 4 In case an intermediary being [i] financial institution which is regulated by the Bank of Thailand or the Office of Insurance Commission or [ii] state enterprise under Ministry of
institution which is regulated by the Bank of Thailand or the Office of Insurance Commission or [ii] state enterprise under Ministry of Finance’s purview has already had independent director in accordance with
derivatives fund managers being a financial institution regulated by other agencies; “electronic data” means data that are created, sent , received, stored or processed through electronic procedures
Fund 13) Units of the Hong Kong Covered Fund will be offered/marketed/distributed in Thailand by the following intermediaries who are licensed or regulated by the SEC Thailand: Asset Management Company
licensed or regulated by the SEC Thailand : Management company Licensed bank/ Financial institution Licensed securities company Licensed institution/ Corporation/ Organisation (e.g. insurance company) Other
. Should you have any query please contact the Office at inva@sec.or.th. The Office will further publish the questions and answers on its website. Yours faithfully, -Signature- (Mr. Thirachai
ตัวแทนซื้อขายสัญญาซื้อขายลวงหนาใน ตางประเทศ (ฉบับที่ 2) ลงวันที่12/05/2555 ประเทศนั้นและอยูภายใตการกํากับดูแลของทางการหรือหนวยงานทีท่ําหนาที่กํากบัดูแลดานสัญญา ซ้ือขายลวงหนา (regulated exchange