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(codified as of 08/10/2004) (Synopsis) 23/01/2004 06/01/2004 Notification of the Office of the Securities and Exchange Commission SorThor./Khor. 40/2547 Re: Form of Applications for Registration to be a
Determination of Type of Juristic Person Classified as Institutional Investor 23/01/2004 06/01/2004 4. Notification of the Securities and Exchange Commission KorThor. 7/2547 Re: Registration of Derivatives
Exchange Commission OrNor. 3/2544 Re: Registration of Persons Qualified to Be a Mutual Fund Supervisor (codified as of 09/03/2004) (Synopsis) 19/03/2001 6. Report/Form (Notification of Securities and
SorLorThor. 8/2557 The Approval of Personnel in the Capital Market Business (Synopsis) 03/06/2014 01/07/2014 Circular SEC.ID (C) 15/2562 Guidelines Regarding Roles and Expectations of Directors of
Securities and Exchange Commission 24/2544 (Synopsis) 4. Notification of Capital Market Supervisory Board 57/2552 03/08/2009 01/09/2009 5. Notification of the Office of the Securities and Exchange