Section 98 Securities and Exchange Act B.E. 2535 Section 98. No securities company shall: (1) reduce its capital without an approval from the SEC; (2) engage in any act which may mislead its

the securities company may reduce the expenditure for undertaking its business by using back office service from service provider and due to the criteria for undertaking securities business of

responsibilities for interim employment etc. [M] Segregation of Duties. Objective Segregation of Duties have an objective for a cross-check system among the personnel in computer division which reduce the

employing knowledge and ability as a professional under different situation, being independent in making investment decision and having diversified investment in order to reduce investment risk, etc. (2) The

Attachment 3 Details of the head of internal control and compliance supervisor Attachment 4 Details of the asset appraisal Part 1 1 Executive Summary Summary of the Initial Public Offering Public Limited

เสนอขายหลักทรัพย์ต่อประชาชนเป็นการทั่วไป (initial public offering) ในช่วง 1 หรือ 2 ปีที่ผ่านมา และ ไม่สามารถแสดงโครงสร้างรายได้ 3 ปีย้อนหลังได้ ให้แสดงตารางโครงสร้างรายได้เฉพาะในช่วง 1 หรือ 2 ปีที่ผ่านมา