SCB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 23/08/2016 - 25/08/2016

be paid through the paying agents. (For further details of the Project, please visit www.start-to-invest.com or tel. 1207 ext. 3).The SEC held "Pay@ modern trade - chase your first million" seminar in

Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of

) Clarifying the process where the Minister of Finance does not agree with the recommendation of the SEC Board regarding the application and setting out the process for informing the application result; (4

-compliance, the Minister, upon the recommendation of the SEC, may consider revoking its licence. In this regard, the Minister, upon the recommendation of the SEC, may order the digital asset business operator

operator fails to comply with the second paragraph, or in the case of repeated non-compliance, the Minister, upon the recommendation of the SEC, may consider revoking its licence. In this regard, the

the provisions of Section 143, Paragraph 1 of the SEA, passed a resolution, by virtue of the SEA’s Section 143, Paragraph 2, to propose to the Minister of Finance a recommendation for consideration to

system for retain documents relating to payment to the fund, trade date, and payment out of the fund to the member that is easy to search and secure from unrelated persons and having control on correction

Document and Information Retention (1) Having a system for retain documents relating to payment to the fund, trade date, and payment out of the fund to the member that is easy to search and secure from

cases where a client wishes to trade derivatives which have specific risks different from those disclosed in the risk disclosure statement under Clause 14 and the intermediary has never disclosed such