upon the recommendation of the SEC has the power to specify conditions with which the license holder shall be required to comply in the undertaking of the securities business. In cases where there has
, conditions and procedures as specified in the notification of the SEC upon the recommendation of the Bank of Thailand.
specified in the SEC notification, the Minister shall have the power to revoke the license to operate all or any type of securities businesses so licensed upon the recommendation of the SEC.
institution established in accordance with other laws, and after having obtained a license from the Minister upon the recommendation of the SEC. The formation of a limited company or of a public limited company
Company’s 2018 operating results. 3. Concurred with the Nominating and Remuneration Committee’s recommendation and resolved to propose to the AGM to approve the re-election of 3 following directors who
the Company also assigned the asset appraiser to provide recommendation on the asset assessment price, therefore, the base price with 10% discount is calculated from the average of fair value of shares
person or other relevant places for inspection of financial condition, operation, asset or information relevant to the applicant. Clause 15 In cases where the SEC considers that the applicant is qualified
derivatives trading; (c) [derivatives] trading information of the client and information on trading of the underlying asset by the client; (d) the information specified under (a), (b) and (c) of direct or
Notification: (1) “fund” means an infrastructure fund; (2) “management company” means a securities company holding a license to manage mutual funds; (3) “infrastructure asset” means: (a) the ownership of, the