received the registration statement and draft prospectus. In this regard, the dissemination of information thereof shall be made in accordance with the rules relating to the advertisement as prescribed in
objection within five business days from the date when it received such advertisement, it shall be deemed that the securities company has been granted an approval from the Office to make such advertisement
the securities company has submitted the contents of an advertisement to the Office, and the Office does not make an objection within five business days from the date when it received such advertisement
electronic media. The presentation of such information shall not be more prominent than other information in the advertisement, and shall have the following statements: (a) a warning stating that “the past
other information in the advertisement, and shall have the following statements: (a) a warning stating that “the past performance of (specify the name of the fund) is not indicative of future performance
where there are many types of investment units, the criteria and method for classification of investment units; (b)1 rights and returns to be received by unitholders and the dividend payment policy for
อยกวา 25 ลานบาท 2. การเปลี่ยนแปลงระดับ early warning สําหรับบริษัทหลักทรัพยและกําหนดระดบั early warning สําหรับผูไดรับใบอนุญาตเปนตวัแทนซื้อขายสัญญาฯ 2.1 กรณีบริษัทหลักทรัพย แกไขระดับ early
ratio summary of the mutual fund via Form 123-2 attached hereto; (5) Total fees, compensation and expenses collected from the mutual fund and unit holders via Form 123-2 attached hereto; (6) Warning on
medical devices and equipment business, expanding the existing customer base and new customers and increase new products such as Early Warning Score Program (EWS): Program to warn and aware to protect
maturity/rating, a warning statement must be included to the effect that the structured notes in each issue have different levels of risk. A warning must be included to the effect that structured notes with