Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
shareholders carefully study all details, seek clarfications on all related matters from the company?s management and make an informed decision based on complete and correct information before casting their vote
the votes of unitholders who have special interests in the matter).(4) Amendment of trust deed: In case of REITs and Infra Trusts, the trust manager shall amend the trust deed to complete the
Offeror : | Date of submission of the Statement of Intention : 12/11/2020
Offeror : | Date of submission of the Statement of Intention : 26/11/2020
Offeror : SUNRISE EQUITY COMPANY LIMITED | Date of submission of the Statement of Intention : 28/02/2005
Offeror : (1) Mr. Pasu Liptapanlop (2) Ms. Proudputh Liptapanlop | Date of submission of the Statement of Intention : 24/05/2019
Offeror : (1) Mr. Pasu Liptapanlop (2) Ms. Proudputh Liptapanlop | Date of submission of the Statement of Intention : 31/05/2019
to holders of digital tokens or real estate-backed initial coin offering (ICO). Meanwhile, the regulations have not yet extended to such fund raising method and a smart contract has not yet covered
regarding units of REIT, if indirect investment in real estate is made through shareholding of other companies, REIT must hold not less than 99% of the total sold shares and of the total voting shares in