BBL ASSET MANAGEMENT COMPANY LIMITED|Brown Field Infrastructure Fund | Offering Date : 29/03/2013 - 12/04/2013
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
force to accommodate both public and private sectors to set up infrastructure funds. Currently, three sizable infrastructure funds investing in rail transportation, electricity, and telecommunication have
and financial statements audited by an auditor who is employed by an audit firm that has been inspected by the SEC*; 2. Submit half-year and annual financial statements that have been
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
Development (KKTT) Co., Ltd. to discuss about fundraising for the Khon Kaen light rail transit system (LRT), the details of which will be further discussed; and 3. to jointly develop SEC’s public
outstanding shares of the infrastructure company. Types of infrastructure include rail system, toll way, electricity, water supply, airport, deep sea port, telecommunication and alternative energy, providing
alleged offenders to hear the charges. In addition, there was media coverage on complaints relating to the establishment of BTS Rail Mass Transit Growth Infrastructure Fund (BTSGIF) currently in the process