concerning the issuance of bills of exchanges, the related receipt and payment transactions, the accounting records practice, and the questionable transactions of land sales and purchases. The company was also
related receipt and payment transactions, and the accounting records practice. The company was also required to examine the issue raised by the auditor whether the questionable transactions of land sales
) -2- “mutual fund rating”2 means giving advice or opinion or suitability of investment in a mutual fund in comparative value and may be giving a sign or other symbol for supplementing such advice or
------------------------------------------------------ กรณีท่ีเป็นระบบสารสนเทศเพ่ือการซ้ือขายหลกัทรัพย ์ (trading system) ให้เพ่ิมรายละเอียดช่ือยอ่หลกัทรัพย ์ (securities symbol) / หมายเลขบริษทัสมาชิก (broker No. 4 หลกั : xxxx) / เลขท่ีค าสั่งซ้ือขาย หล
or variables, settlement month, etc. or the derivatives symbol assigned by a derivatives exchange; (4) The amount and price of a derivatives contract; (5) The type of transaction, such as opening or
Symbol)) ท่ีใช้ในระบบของผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล) (Digital Asset ShortName) หมำยเหตุ ผู้ประกอบธุรกิจสินทรัพย์ดิจิทัลต้องใช้ช่ือย่อของสินทรัพย์ดิจิทัลท่ีน ำมำให้บริกำรซ้ือขำยแลกเปล่ียนเหมือนกับท่ีผู้
from the date on which such questionable conduct is found. Clause 16 A securities company shall keep records of giving of advice, accepting of trading orders, and negotiation on securities investment
, settlement month, etc., or derivatives symbol assigned by a derivatives exchange; (4) amount and price of derivatives contract; (5) transaction type such as an opening or close-out of derivatives position; (6