, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are
conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading
securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised
platform for bond profile listing whereby investors interested in trading securities must execute transactions on the Thai Bond Market. Interested and well-prepared companies may apply for listing on
: Permission for the Management Company to Take Purchasing Order or Selling Order of Investment Unit of Mutual Fund from Customer Outside the Place of Business of the Investment Management Company, dated 21
: Permission for the Management Company to Take Purchasing Order or Selling Order of Investment Unit of Mutual Fund from Customer Outside the Place of Business of the Investment Management Company, dated 21
government-supported measures. Additionally, to facilitate investors in verifying the completeness of LTF transfer, Digital Access Platform Co., Ltd. (DAP), a company in the Stock Exchange of Thailand (SET
our overall offerings to consumers through our logistics platform. During the quarter, VGI partnered with Kerry Express to soft launch smart sampling through Kerry Express’ network. Our smart sampling
conduct a purchasing CPOA trading agreement with group/cooperation of palm farmers and also secure a selling CPOA trading agreement with big refineries which use CPOA to produce biodiesel (i.e., Global
our aspiration to become “Customers’ Life Platform of Choice”, meaning the most-preferred platform that can meet customers’ needs in every aspect of their lives, in order to deliver an excellent