ทรัพย์ และสัญญาซื้อขายล่วงหน้า Report on the changes via Form 59 must be submitted within three business days after the transaction date of purchase, sale, transfer or acceptance of transfer of securities
other interested person as specified in the notification of the SEC; (4) purchase and sell futures and options on securities whether in its own name or for customers unless the SEC issues a notification
into force from 16 August 2006. Clasue 2. The following shall be repealed: (1) Notification of the Office of the Securities and Exchange Commission No. SorNor. 44/2541 Re: Rules on Affiliated Transaction
is granted prior to making such transaction. Nevertheless, this provision does not include the case where the mutual fund intends to purchase shares of the mutual fund management company, which is
company that provides a custodian service for assets of its clients, whether for the purpose of custody, or purchasing or selling, or borrowing or lending securities, or securing securities purchase or sale
transaction as of the commencing date of agreement is reasonably higher than purchase price of the securities provided that the difference shall be calculated from discount rate of purchased securities (initial
repurchase transaction becomes less than the purchase price x (1 + initial margin); (f) not reselling or transferring the securities received from repurchase transaction except for reselling or transferring
should be, since the intermediary also receives the interest as a result of such service or of the outcome of a transaction carried out on behalf of the client , or [ii] providing inappropriate services to
) securities; (3) other assets; (4) any benefits accruing from the assets under (1) - (3), for example, right in dividend or interest or right to purchase newly issued shares and right to attend and to vote in a
cash from operating activities (Unit:Baht) Consolidated The Company only (20..) (20..) (20..) (20..) Cash flows from investing activities Cash purchase of long-term investment Sale of long-term