) “Industry Association Guidelines” means guidelines concerning risk management to prevent the use of securities business for money laundering and financing of terrorism issued by the Securities Industry

2 ผลการรับฟังความคิดเห็นจากผู้เกี่ยวข้อง (public hearing) เรื่อง หลักการออกประกาศว่าด้วยการให้ ความเห็นชอบผู้สอบบัญชีสำหรับวิสาหกิจขนาดกลางและขนาดย่อมในตลาดทุน (เลขที่ อกช. 37 /2557) 1. การรับฟังความ

Attachment 3 Details of the head of internal control and compliance supervisor Attachment 4 Details of the asset appraisal Part 1 1 Executive Summary Summary of the Initial Public Offering Public Limited

. (Additional details can be submitted as attachments) Details of other Certified Public Accountants in the Audit Firm who work on a full-time basis , a total of ............persons Names and Last names CPA

channels. In case of export, specify the domestic/export sales ratio, the export markets or the group of export markets for such major products or services; (b) Describe the industry competition during the

, sales and distribution channels. In case of export, specify the domestic/export sales ratio, the markets or the groups of export markets for such major products or services; (b) Describe the industry

the standard and code of ethics by promoting compliance culture to strengthen confidence of client and the industry. Guidelines 1. The management should arrange to have strategic plan, policy and

the stored things in respect of client ’s private data, and unrevealed or non-public information; (3) appointing a responsible person who has duty to undertake and be liable for arranging and keeping

such mufti-infrastructure businesses. (5) “ company ” means a limited company or a public limited company; (6) “ alternative energy ” means a business that generates energy from non-depletable energy

accessing such stored things wrongfully, inappropriately and unlawfully, especially the stored things in respect of client ’s private data, and unrevealed or non-public information; (3) appointing a