approximately 1 million baht per year. This public consultation takes into account the comments and suggestions gathered from the previous hearings in August and September this year – the majority of which were
Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
Bangkok, March 22, 2016 ? The SEC is seeking public comments on the proposals to amend several provisions of the Securities and Exchange Act (SEA) B.E. 2535 (1992) and the Provident Fund (PVD) Act
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create
public hearings from the third quarter of 2017 to the second quarter of 2018 and has included comments and suggestions of the private sector in the revision of the criteria. Most of the parties
mobilization in place of B/E.? As for B/E, to prevent misunderstanding and widespread public distribution, the revised rules specify that B/E offering to the public must have the minimum face value of 10 million
record, affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international certified public accountants, prohibited
fund mobilization in place of B/E.? As for B/E, to prevent misunderstanding and widespread public distribution, the revised rules specify that B/E offering to the public must have the minimum face value