including appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic
sufficient personnel to be able to operate the investment advisory service business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives
Miss Manida Zinmerman Miss Manida Zinmerman, Independent Director and Audit Committee Member of Business Online Public Company Limited (“BOL”), had changed her securities holding on September 2, 2021
The Siam Commercial Bank Public Co.,Ltd The Siam Commercial Bank Public Co.,Ltd, as a securities business operator in the category of Brokerage, Trading and Distributing securities as investment
Mr. Morakot Chaithongkum Mr. Morakot Chaithongkum operated securities businesses of investment advisory and private fund management by giving advice in the normal course of business to the public
MR.CHALERMKIAT DEESAOWAPAK MR.CHALERMKIAT DEESAOWAPAK operated securities businesses of investment advisory by giving advice in the normal course of business to the public concerning the value of
Facebook Page: Binance Thai Community. The act mentioned above was liable to operate digital asset business without license. The public prosecutor issued a final non-prosecution order. The case was deemed
Navista Global Markets Ltd. Navista Global Markets Ltd. (Navista) operated derivatives business without license by representing itself to the general public as a gold futures trading agent. The
GISP Ltd. GISP Ltd. (GISP) operated derivatives business without license by representing itself to the general public as a gold futures trading agent. The company contacted and solicited the public
but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public