choose a service or make an investment decision accurately; (b) protection of the service user’s confidentiality; (c) handling of the service user’s complaints; (d) sufficient management of information
considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information for the service user to choose services or make investment decisions accurately; (b) protection of
dated 3 November 1998; (2) Notification of the Office of the Securities and Exchange Commission No. SorNor. 18/2542 Re: Rules on Protection of Conflict of Interest on Investment or Holding of Securities
Protection of Conflict of Interest on Investment or Holding of Securities or Other Assets for Management Company (No.2) dated 11 October 2000; (5) Notification of the Office of the Securities and Exchange
continued investment in 1The Labor Protection Act (No. 7) B.E. 2562, effective from 5-May-19, stipulates additional legal severance pay rates for employees who have worked for a period of 20 years or more to
Fund with Investment Policy on Principal Protection Fund according to the Notification on Investment ______________________ Clause 38 The provisions herein shall apply to principal protection mutual
supporting investment decisions and investor protection measures. The SEC Office may prescribe conditions for the applicant or the approved person to comply with. Part 2 Filing of the Registration Statement
management, work system and data security in compliance with law and international standards, as well as appropriate user protection. 2. Eligible banks must have investment and income ratio of IT-related
/2019 causing gross profit to increase. Natural Resources Business Group recorded its performance softened due to the previous quarter recording gains from changes in investment interest at THB 94 million
, Conditions and Procedures for Establishment and Management of Infrastructure Funds (No. 8) dated 18 August 2016 (effective on 16 September 2016). 4 securities business related to investment. Clause 2 This