During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism
Bangkok, May 23, 2012 ? As seen in the news stating that the Brooker Group PLC ("BROOK") will seek shareholders? approval for acquiring ordinary shares of McMillen Advantage Capital Limited ("MAC
Thailand, especially innovative startups. The proposed supervision allows those enterprises to offer for sale of shares and debentures through regulated funding portal with lower cost. The fund raised
regulations to be aligned with the current private fund models. The SEC is therefore conducting this public hearing on the proposed principles and draft amendments with the key points as follows: (1
Bangkok, December 4, 2013 ? The SEC is seeking public comment on revision of the rules to allow licensed brokerage firms to expand the service on overseas investment in a wider range of financial instruments, depending upon the customers? risk appetite. Licensed underwriting firms will be permitted to underwrite overseas financial instruments in Thailand while other licensed business operators will be allowed to offer the service permissible under their licenses on overseas financial instruments...
Bangkok, November 5, 2015 ?The SEC is seeking public comments on the proposed relaxation to the rules governing investment policy of mutual funds offered for sale to accredited investors, i.e
the bills issued by a company at the full amount not yet redeemed*. The SEC is therefore proposing to amend the regulations concerning offering for sale of bills. The key points of the proposed
light of this circumstance, the Capital Market Supervisory Board has passed a resolution approving the proposed amendments to the debt securities offering and disclosure rules. The key points of the draft
The Capital Market Supervisory Board at its meeting in late 2023 approved in principle the proposed regulations on the establishment of Thailand ESG Fund (TSEG Fund), which includes sustainability
Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to revise the definition of bills that are considered as securities as follows: (1) being bills of ex...