of specific risk in this clause mutatis mutandis . Clause 23. Derivatives broker shall have examination system to ensure that the person order derivatives broker to proceed with the customer property

loss in derivatives position and the balance amount of the margin of customer marked to market; (4) The amount and type of property to be deposited following a margin call by the derivatives broker to a

The Derivatives Act The Derivatives Act B.E. 2546 SECTION 3. In this Act: “goods” means securities, gold, crude oil, or any other property as specified in the notification of the SEC with the

established under following Notifications: (1) Notification of the Securities and Exchange Commission on Rules, Conditions and Procedures on Establishment and Management of Property Fund to Solve the Problem in

maturity; (4) investment in the units of a property fund or an infrastructure fund may be made; (5) investment in the units of a mutual fund for which the intermediary has obtained a permission from the SEC

representative (if any); (2) information pertaining to ability to repayment and the source of income used for repayment as well as collateral in case of any service required property for assurance; (3) other

, exchange traded fund (ETF), property funds, structured notes and other debt securities; (c) Relevant knowledge on accounting, finance and tax such as accounting standards; (d) Knowledge on assessment or

assets 9. Property, plant and equipment 10. Intangible assets 11. Other assets Total assets Liabilities and shareholders’ equity (Unit:Baht) Consolidated The Company only ( 20..) ( 20..) (20..) (20

ผู้ลงทุน หมายถึง เจ้าหน้าที่ของบริษัทที่ทำหน้าที่ติดต่อกับนักลงทุนรายย่อย ซึ่งอาจจะให้คำแนะนำในการลงทุนซื้อขายได้ด้วย Dealer และ Broker โดยทั่วไปวิธีการซื้อขายหุ้นกุ้หรือตราสารหนี้ในตลาดมักจะเป็นการซื้อ

repayment as well as collateral in case of any service required property for assurance; (3) other information which include the following information: (a)( financial status and asset profile in case of any