Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.33 Settlement Committee Meeting No. 8/2023 Settlement Committee Order No. 70/2023 Dated 21/09/2023

control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code

program basis without providing its securities for credit rating prior to the offer for sale of the securities which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement

newly issued securities in the category of warrant (Employee Stock Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement

sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the

AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED (“APURE”), a securities issuer, prepared and submitted the inaccurate the audited financial statements for the year

AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED (“APURE”), a securities issuer, prepared and submitted the inaccurate the annual registration statement / annual

XJ International Holdings Co., Ltd. XJ International Holdings Co., Ltd. (“XJ”) failed to prepare and submit a report on events that have or may have an impact on the rights and benefits of securities

Country Group Holdings Public Company Limited Country Group Holdings Public Company Limited ("CGH") had duties to prepare and submit the key financial ratio report for the year 2022

for the decision-making on investment or using the service such as the clients’ assets investment scheme, the risks of ZipUp+ program and the conflict of interest together with relationship among Zipmex