Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.33 Settlement Committee Meeting No. 8/2023 Settlement Committee Order No. 70/2023 Dated 21/09/2023

control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code

program basis without providing its securities for credit rating prior to the offer for sale of the securities which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement

newly issued securities in the category of warrant (Employee Stock Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement

PACE DEVELOPMENT CORPORATION PUBLIC COMPANY LIMITED SEC Act S.56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 18/04/2023

PACE DEVELOPMENT CORPORATION PUBLIC COMPANY LIMITED SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 21/03/2024

EakPhoomsub Development Company Limited EakPhoomsub Development Company Limited offered for sale newly issued securities in the category of debentures without approval from the SEC Office which is in

sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the

All Inspire Development Company Limited All Inspire Development Company Limited (“ALL”) had duty to prepare and submit financial statement for Q3 year 2023 within 14 November 2023 which is the period

Small Enterprise Development Co., Ltd Between 24 – 26 May 17, 2023, Small Enterprise Development Co., Ltd. have offered newly issued securities in the category of Private placement (PP10) without the