Professional Portfolio International Ltd. Website: www.ppi-advisory.com : Unlicensed securities and derivatives business (Disclosure Date : 21/07/2014)
Facebook Page ชื่อ Professional stock trading : Unlicensed securities and derivatives business (Disclosure Date : 13/12/2023)
Facebook page "AIR Professional' ORTIZ S.A.C" : Unlicensed securities and derivatives business (Disclosure Date : 19/11/2025)
Facebook Page ชื่อ Stock and fund professional : Unlicensed securities and derivatives business (Disclosure Date : 03/07/2024)
Facebook page "Invest like a professional" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 27/05/2025)
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the
criminal complaint filed by the SEC, the criminal enforcement process will proceed with an investigation by the inquiry official, a prosecution of the public prosecutor, and an adjudication of the court of
Based on a referral and the SEC’s further investigation, it was found that on 15 October 2021 OKX provided services for a digital asset trading system, facilitating the trading and exchange of