person to be a marketing representative of private fund, the private fund management company shall appoint a juristic person having obtained an approval from the SEC Office pursuant to the Notification of
marketing representative of private fund, a private fund management company shall appoint a person who has obtained an approval from the SEC Office in accordance with the Notification of the Capital Market
on Private Fund Management dated 31 July 2000; (4) Notification of the Office of the Securities and Exchange Commission No. SorNor. 49/2543 Re: Rules on Protection of Conflict of Interest on Investment
: Acts that may Create Conflict of Interest on Private Fund Management dated 31 July 2000; (4) Notification of the Office of the Securities and Exchange Commission No. SorNor. 49/2543 Re: Rules on
excess of their shareholding on a private placement basis to Mr. Somprasong Panjalak who are not a connected person of the Company, at the offering price of THB 1 per share (the “Private Placement Offering
and lending and venture capital management, obtained by the applicant prior to the date of filing the application; (2) securities business licenses in the categories of mutual fund management, private
Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification of the Capital Market Supervisory Board No. Tor Nor. 89/2558 Re: Rules for Management of Retail Funds
Establishment and Management of Funds (No. 2), dated 21 January 2005. (Translation) 6 (2) The customers’ consent must be obtained or specified in the details of the mutual fund scheme in case of a private fund or
Funds (No. 2), dated 21 January 2005. (Translation) 6 (2) The customers’ consent must be obtained or specified in the details of the mutual fund scheme in case of a private fund or mutual fund, as the