approval of the Cabinet. “derivatives” means a contract having one or any combination of the following characteristics: (1) a contract in which one party is obliged to deliver goods as specified in the

. KorNor. 22/2552 Re: Determination of Investment Management not being regarded as Securities Business in the Category of Private Fund Management _____________ By virtue of Section 4 and Section 14 of the

on Private Fund Management dated 31 July 2000; (4) Notification of the Office of the Securities and Exchange Commission No. SorNor. 49/2543 Re: Rules on Protection of Conflict of Interest on Investment

management company may apply for approval for establishment, or types and the nature of investors who will become a counterparty to the private fund management contract with the management company. Clause 7

พอร์ต %มูลค่าในพอร์ตเทียบกับมูลค่าทั้งหมดของพอร์ต 1 2 3 4 5 6 7 8 9 10 ข้อ 2 ข้อมูลการซื้อขายอนุพันธ์ในตลาด (1) ข้อมูลการซื้อขายอนุพันธ์ในตลาด (นับตามจำนวนสัญญา)   Future Contract ใน TFEX Option Contract

, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013; “ fund ” means any mutual fund and private fund

มูลค่าทั้งหมดของพอร์ต 1 2 3 4 5 6 7 8 9 10 ข้อ 2 ข้อมูลการซื้อขายสัญญาซื้อขายล่วงหน้าในตลาด (1) ข้อมูลการซื้อขายสัญญาซื้อขายล่วงหน้าในตลาด (นับตามจำนวนสัญญา)   Future Contract ใน TFEX Option Contract ใน

payment information of intermediary for money transfering between customers and intermediary ; (3) sending transfer instruction to banks as an agent for intermediary . “ fund ” means mutual fund, private

which clearly states that it shall hold the assets in which it has invested until its maturity or throughout each investment period or the term of private fund management contract; (b) a specified

of an intermediary ’s service and shall include fund , unitholder or member of the provident fund; “ fund ” means a mutual fund, private fund and provident fund; “ central utility function ” means a