on Private Fund Management dated 31 July 2000; (4) Notification of the Office of the Securities and Exchange Commission No. SorNor. 49/2543 Re: Rules on Protection of Conflict of Interest on Investment

company of private fund management company; (6) Transaction with related person for the single fund in every case. In every case where transactions as specified in (1) to (6) are transaction without market

1 เอกสารรับฟังความคิดเห็น เลขที่ อนจ. 3/2561 เรื่อง หลักการแนวทางการอนุญาตให้กองทนุสามารถลงทุน ในหน่วยของกิจการเงนิร่วมลงทนุ (private equity) เผยแพร่เมื่อวันที่ 26 มกราคม 2561 ส านักงานได้จดัท า

securities business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best interest of

of the Notification of the Securities and Exchange Commission relating to Management of Mutual Funds and Private Funds, dated 10 June 2004, be repealed and incorporated into a single notification. By

million new ordinary shares through a private placement of the Company’s associate, LH Financial Group Public Co., Ltd., (“LHBANK”), at 2.20 baht per share, totaling 16,599 million baht or 35.62% of the

of Derivative Services by Securities Companies. Division 2 Additional Rules for Securities Intermediaries in the Category of Mutual Fund Management or Private Fund Management _______________________

of Derivative Services by Securities Companies. Division 2 Additional Rules for Securities Intermediaries in the Category of Mutual Fund Management or Private Fund Management _______________________

Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the

Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification of the Capital Market Supervisory Board No. Tor Nor. 89/2558 Re: Rules for Management of Retail Funds