of the intermediary and the obligations related to transactions of derivatives trading or securities trading, and segregating the client’s assets from those of the intermediary; (2) clearing or
delayed orders from one major customer in this quarter, but the repeated order will be placed in the next quarter. 2. The company’s consolidated net loss for the period (Q.1) amount -11.20 Million Baht
. provision regarding the release or substitution of assets securing the issue. D. Liens In case of issuing secured debt securities, disclose the kind and priority of any lien securing the issue, as well as the
) complete penetration testing on all computer systems relating to trading services with respect to derivatives every three years, the order of systems tested being in accordance with their priority according
securities company shall determine methods and procedures for securities trading for clients on a time priority basis and give priority to the benefit of clients over the benefit of itself. In particular, it
client’s account before trading securities for the client. Clause 20. A securities company shall determine methods and procedures of securities trading for the client on time priority basis unless the order
on time priority basis unless the order of the client clearly specifies the condition of trading otherwise. The securities company shall give priority to the benefit of the client over the benefit of
emergency incident, as well as analyse a business impact and assess damages from major operational disruptions, so that companies are able to set a priority of works and allocate its resources for business