Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) offered for sale newly issued securities in the category of of debt securities to high-net-worth investors on a

sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the

shares in his trading account in order to repayment of other persons' margin loan debt, prior to the disclosure of the inside information to the public on 7 June 2017 at 20.07 hrs. 19/08/2021 filed

bondholders’ representative for All Inspire Development Public Company Limited (“ALL”), failed to verify the debt obligations on the condominium units provided as collateral prior to the registration of such

News Network Corporation Public Company Limited News Network Corporation Public Company Limited (NEWS) offer for sale newly issued securities shares for a private placement without obtaining a prior

Network Corporation Public Company Limited offer for sale newly issued securities shares for a private placement without obtaining a prior approval from the SEC. SEC Act S.300 Settlement Committee

for sale newly issued securities shares for a private placement without obtaining a prior approval from the SEC on 11 October, 2017. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting

for a private placement without obtaining a prior approval from the SEC on 7 March, 2018. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 4/2019 Settlement Committee Order No

specified in the notification of the Securities and Exchange Commission. In this regard, ERX failed to check the allocated foreign exchange limit prior to executing transactions. Accordingly, ERX conducted

Euroasia Total Logistics Public Company Limited Euroasia Total Logistics Public Company Limited (“ETL”) concealed material facts regarding the payment of dividends prior to the Initial Public