Bangkok, October 1, 2012 ? The SEC signed a Memorandum of Understanding (MOU) with the Office of Auditor General of Thailand (OAG) on September 27 to enhance audit quality of state owned enterprises

E-mail address Telephone number Fax number Mobile phone number 2. Principal place of practice Firm Name Position in the firm Address City State Postcode Country E-mail address Telephone number Fax

date for determining the underlying value: Guarantee/collateral: Method of redemption:  Physical  Cash  Physical or Cash  Etc. …… Principal protection at maturity date: Offering price: Condition for

) government bond; (2) treasury bill; (3) bond issued by a state enterprise or a juristic person established by specific law and guaranteed unconditionally for the principal and the interest in full by the

calculation methods on setting up such assumptions. 4. Where a profit forecast or profit estimate is disclosed, state all principal assumptions, if any, upon which the directors of the issuer have based their

Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the

Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the

. If the issuer has no specific plans for the proceeds, it should discuss the principal reasons for the offering. 3. Where the offer is not fully underwritten on a firm commitment basis, state the

, it shall discuss the principal reasons for the offering; and c. Where the offer is not fully underwritten on a firm commitment basis, state the minimum amount must be raised by the offer of securities

any false statements or omits to state any material information which should have been disclosed, the securities holders shall be entitled to claim damages from the securities offeror or the securities