date for determining the underlying value: Guarantee/collateral: Method of redemption:  Physical  Cash  Physical or Cash  Etc. …… Principal protection at maturity date: Offering price: Condition for

) government bond; (2) treasury bill; (3) bond issued by a state enterprise or a juristic person established by specific law and guaranteed unconditionally for the principal and the interest in full by the

: _________________________________________________________ 4) Legal form of NRI CIS: legal entity1 unit trust any other structure acceptable to participating jurisdictions 5) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the

: ________________________________________ Page 4 of 7 Form 35 – foreign ETF 13) Address of principal place of business: _______________________________________________________________________

) Page 3 of 8 Form 35 – NRI CIS 6) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the name of the umbrella fund

calculation methods on setting up such assumptions. 4. Where a profit forecast or profit estimate is disclosed, state all principal assumptions, if any, upon which the directors of the issuer have based their

Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the

authorised CIS? Yes No If “Yes”, please state the name of the authorised CIS ________________________________________________________________________ (name of the Hong Kong Covered Management Company of the

. If the issuer has no specific plans for the proceeds, it should discuss the principal reasons for the offering. 3. Where the offer is not fully underwritten on a firm commitment basis, state the

, it shall discuss the principal reasons for the offering; and c. Where the offer is not fully underwritten on a firm commitment basis, state the minimum amount must be raised by the offer of securities