, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are
conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading
securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised
13.24 Preliminary version. 2561-0464 NPP Mr SURAPHONG TRIAMCHANCHAI Acquisition Stock 17.65 0.32 17.97 02/03/2017 19.89 .48 20.37 2560-0498 NPP Mr SURAPHONG TRIAMCHANCHAI Acquisition Stock 16.45 0.2
-3.42 37.94 Preliminary version. 2561-0543 HUMAN CAPITAL RESEARCH AND MANAGEMENT COMPANY Acquisition Stock 0 5.09 5.09 28/09/2018 0 5.09 5.09 2561-0440 HUMAN HUDSON ASIA HOLDINGS PTE. LTD Disposition
Exchange Act B.E.2535 . Preliminary version: incomplete and/or being reviewedinformation. Revised version: new report submitted by the reporter to replace theold one. Chain principle: indirect acquisition of
group percentage after theacquisition/disposition and the person(s) under Section 258 of the Securities and Exchange Act B.E.2535 . Preliminary version: incomplete and/or being reviewedinformation
, thegroup percentage of acquisition/disposition, the group percentage after theacquisition/disposition and the person(s) under Section 258 of the Securities and Exchange Act B.E.2535 . Preliminary version