act as a director, manager or person with power of management of derivatives business operator must be approved by the SEC Office, the SEC Office hereby issues a guideline on application for approval
the SEC Office, the SEC Office shall have the power to grant the securities company a temporary or permanent exemption from appointment of independent directors as prescribed in Paragraph 1. In such
measures when an error is found and preventative measures to prevent the reoccurrence of such error. 3.3 Back Office Supporting System 3.3.1 Establishment of Funds and Preparation of Prospectus Objective A
directors, and by what means; - determining a scope of duties and responsibilities of the directors and executives who are the Company's representatives in such companies with regard to controlling power or