, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system for analyzing, reviewing and monitoring the quality of securities. SEC Act S.117

procedures as specified in the notification of the Capital Market Supervisory Board by failing to have a sufficient and effective system for executing securities transactions for the mutual fund. SEC Act S

Coindee Company Limited During March 1, 2025 to October 26, 2025, Coindee Company Limited, a digital asset advisory at the time of the incident, did not have an appropriate and sufficient management

including appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic

sufficient personnel to be able to operate the investment advisory service business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives

Mr. Ratchasak Susewi Between 2004 and 2005, Mr. Ratchasak Susewi, former Chairman and Chief Executive Officer of POWER-P Plc. (POWER), conspired with Mr. Phongsak Khongpanyakul, former Deputy

Mr. Suriya Lapvisuthisin Between 2004 and 2005, Mr. Suriya Lapvisuthisin, authorized to manage and operate Power-P Public Company Limited (POWER), caused Mr. Ratchasak Susewi, former Chairman and

Mr. Phongsak Khongpanyakul Between 2004 and 2005, Mr. Phongsak Khongpanyakul, former Deputy Managing Director-Finance and Accounting of POWER-P Plc. (POWER), conspired with Mr. Ratchasak Susewi

SMC Power Public Company Limited SMC Power Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2023 and (2) the annual report for the year 2023

SMC Power Public Company Limited SMC Power Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2021 and (2) the annual report for the year 2021