responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
ONE ASSET MANAGEMENT LIMITED|Sector Fund | Offering Date : 16/02/2017 - 24/02/2017
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Brown Field Infrastructure Fund | Offering Date : 09/09/2013 - 13/09/2013
ASSET PLUS FUND MANAGEMENT COMPANY LIMITED| | Offering Date : 04/03/2021 - 15/03/2021
BBL ASSET MANAGEMENT COMPANY LIMITED|Brown Field Infrastructure Fund | Offering Date : 22/07/2019 - 05/08/2019
Debenture | Long Term | Public Offering (Public Offering) | Offering Date - 00/00/0000 - 00/00/0000
Debenture | Long Term | Public Offering (Public Offering) | Offering Date - 09/05/2011 - 11/05/2011