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recommending the case to the public attorney who has authority for prosecution. The power to adjudicate whether any person is guilty or not is, however, vested on the court of justice. In this regard, the SEC
Community (AEC), and the advancing digital age amid the rapid pace of technological advancement, thus leading to changing customer behavior, regulatory changes and life platform-driven competition. Given the
Changing of Position of Power of Management of Persons Approved by the Office 15. Report/Form (Notification of Securities and Exchange Commission) (Synopsis) 12/11/2007 01/01/2008 16. Report/Form
Securities Company 8. Report/Form (Notification of Securities and Exchange Commission) Form 104-5 Form for Changing of Position of Power of Management of Persons Approved by the Office 9. Report/Form
of Executive Profile of Securities Company 16. Report/Form (Notification of Securities and Exchange Commission) Form 104-5 Form for Changing of Position of Power of Management of Persons Approved by