consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product, without planning or analyzing of investment. “investment planner
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
considering the appropriateness of investment, the objective of investment, the financial position or the demand of any specific person. “investment planner” means a person providing investment consultation to
with honesty, fairness and integrity by strongly being concerned about the market integrity as a whole; (2) skill, care and diligence An intermediary shall conduct its business with due skill, care and
integrity by strongly being concerned about the market integrity as a whole; (2) skill, care and diligence An intermediary shall conduct its business with due skill, care and diligence; 2 (3) management and
due to the Company operated office rental in ABC World for the whole year of 2017 while had started to operate the building for only 6 months in 2016. However, the cost of rental and rendering services
with power in whole or in part in the management of the company 5. changing in credit rating of the issuer’s debt securities 6. expanding the amount of debt securities to be offered under the MTN Program
. Accordingly, EASTW is proposed to be the borrower to borrow the money from the bank then make a loan agreement with UU to loan from the Company with the same conditions given by the bank to benefit the whole
2020 The Company recognizes revenue from the production line installation project and the production line test for the whole system installation, which is expected to be installed in May 2020, resulting