company should arrange an information management system according to the following guidelines: (1) putting in place an efficient information management system that is capable of processing accurate and up
required to report violations or any significant abnormality to the person responsible for the information security incident management without delay; (3) put in place a disciplinary process to take action
activities which is trusted and confided by the investors, it is therefore necessary to have clear operating system in place concerning fund management. The Office hereby issues the regulation relating to the
are: whereas the fund management shall be activities which is trusted and confided by the investors, it is therefore necessary to have clear operating system in place concerning fund management. The
: Permission for the Management Company to Take Purchasing Order or Selling Order of Investment Unit of Mutual Fund from Customer Outside the Place of Business of the Investment Management Company, dated 21
should assign senior management as the accountable person in complying with Clause 6(2). Provisions in the Notification No. Sor Thor. 37/2559 Clause 6 An intermediary shall have in place information
applications and expanded use of banking agents. Commercial banks are required to have in place appropriate risk and service user management procedures. If services are offered via other channels that are not
, we place importance to technology development and management as well as financial innovations in response to customer’s needs by focusing on providing personal loan services responsibly and customer