undisclosed except in the case of disclosure by virtue of law or for the benefit of the financial institution system or the public; (e) members shall not help or support fraudulently any act deemed to be an
suit the market needs and to serve customers better. In addition, this will help reduce personnel training costs for securities companies which regularly organize in-house training. 3. Duration of
prior approval from the Office, which will help facilitate their business operation.
infrastructure asset that the development plan of which is divided into phases and certain phase is not completely developed. Clause 11 The classification of units shall be under the following rules: (1) the same
) กองทุนรวมที่มีนโยบายลงทุนในทรัพย์สินกิจการโครงสร้างพื้นฐาน โครงการเดียว ซึ่งมีแผนพัฒนาโครงการเป็นส่วน ๆ (phase) โดยบางส่วนยังพัฒนาไม่แล้วเสร็จ ข้อ 11 การแบ่งหน่วยลงทุนของกองทุนรวมออกเป็นหลายชนิด ต้องเป็นไป
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...