information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act
procedures as specified in the notification. In this regard, Bitazza's compliance system for monitoring the operations of the digital asset business operator was deficient. In particular, Bitazza failed
procedures as specified in the notification. In this regard, Bitazza failed to provide appropriate internal systems and processes for preparing, approving, and supervising advertisements. In particular
for monitoring the operations of the digital asset business operator was deficient. In particular, Bitazza failed to prepare an audit plan that appropriately reflected the relevant risks. The audit
Mr. Eric Jordan or Mr. Eric Jack Jordan Mr. Eric Jordan or Mr. Eric Jack Jordan as director of Professional Portfolio International Ltd. (PPI) and personal capacity colluded with other alleged
, (3.) Mr. Pinyo Ruckapunmetee, (4) Mr. Phakpoom Termsereekul, (5) Mr. Sittichai Phonsap-anan, (6) Mr. Sathaporn Phothong, (7) Mr. Suwit Cheewatham, and (8) Mr. Phongpat Cheewatham – with personal
Utokyota, (3.) Mr. Pinyo Ruckapunmetee, (4) Mr. Phakpoom Termsereekul, (5) Mr. Sittichai Phonsap-anan, (6) Mr. Sathaporn Phothong, (7) Mr. Suwit Cheewatham, and (8) Mr. Phongpat Cheewatham – with personal