personal benefits from the margins of the offer prices.    According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to

promoting innovation and optimizing the benefits of digital technology. The Personal Data Protection Act (PDPA) is part of a series of digital laws which aims to increase and strengthen Thailand’s

seeking unfair benefits from investor by taking advantage of her duty performance.  In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the

fiduciary duties owed to their clients would undermine the integrity of the industry and the capital market as a whole. The SEC will not tolerate dishonest conducts of market professionals who seek personal

Mr. Alex as PP investor; benefits CIG will gain from offering PP shares, feasibility of plans for use of proceeds from PP offering, clarity regarding project implementation including sufficiency of

the overall terms and conditions and the need for business benefits and opportunities are justified, the independent financial advisor has recommended that the shareholders reject the proposed private

of the opinion that the OTO’s proposed offering for sale of capital increase shares through private placement was appropriate. With regard to the company’s investment in HPS, although such investee

suitable sources for new businesses with high growth potential is private equity (PE),? said SEC Secretary-General Vorapol Socatiyanurak at today?s seminar on ?Private Equity: Business Alliances for Business

The SEC has reviewed the regulations related to private fund management services to be aligned with international standards and be suitable for the current service models where some asset management

Bangkok, 8 March 2019 ? The SEC is seeking public comments on the proposed amendments to the rules related to private fund (PF) management to promote flexibility in consistent with the increasingly