marking to market, collateral requirement and the preparation for readiness to cope with price volatility, etc.; (f) legal risk management, such as by using standard form contract or otherwise there shall
following duties: (1) arrange to have a computer set where customer can submit a trading instructions for derivatives contract by themselves; (2) accept a derivatives trading account opening form and forward
broker’s request. Clause 7. The online branch office shall perform only the following duties: (1) arrange to have a computer set where customer can submit a trading instructions for derivatives contract by
Permitted to be a Service Provider for Outsourced Function Clause 105 An intermediary could outsource the function under Clause 8 to the following third party without submitting an application for obtaining
following funds: (a) a fund which clearly states that it shall hold the assets in which it has invested until its maturity or throughout each investment period or the term of private fund management contract
which it has invested until its maturity or throughout each investment period or the term of private fund management contract; (b) a specified property fund; (2) the advertisement must be made in print or
promotion which provides investors who invest in investment units with gifts, rights or any other benefits, such advertisement is permitted only when the promotion period, value and amount of gift, rights or
gifts, rights or any other benefits, such advertisement is permitted only when the promotion period, value and amount of gift, rights or any other benefits are appropriate and fair, following the Office’s
Page 1 of 2 No. ACC6101/003 January 22, 2018 Subject: Approval to enter into Contract to buy and sell of Land To: President The Stock Exchange of Thailand According to the Board of Director’s Meeting