but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public
Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed
to order or act duty resulting in Beyond’s engagement in any other business which is not a licensed securities business without permission from the Capital Market Supervisory Boards approval which
Mr. Preecha Kraikruan During 31 March 2020 – 8 May 2020, Mr. Preecha Kraikruan colluded with 5 persons to manipulate the price or volume of Eureka Design Public Company Limited’s securities (UREKA
Mr. Sarayuth Kong-um During 31 March 2020 – 8 May 2020, Mr. Sarayuth Kong-um colluded with 5 persons to manipulate the price or volume of Eureka Design Public Company Limited’s securities (UREKA) by
EARTH's requests for extension of the repayment period, which led to EARTH's lack of liquidity. Subsequently, on 2 June 2017, Mr. Phipat granted permission to a brokerage firm to sell EARTH
trading order or trading securities on a continued basis causing the price and the volume of DPAINT stocks to be inconsistent with the normal market condition. that was inconsistent with the normal market
Delta Paint Public Company (DPAINT) by placing a securities trading order or trading securities on a continued basis causing the price and the volume of DPAINT stocks to be inconsistent with the normal