to order or act duty resulting in Beyond’s engagement in any other business which is not a licensed securities business without permission from the Capital Market Supervisory Boards approval which

but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public

Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed

K-TECH Construction Public Company Limited K-TECH Construction Public Company Limited, failed to prepare and submit the financial statements for the year 2011 and the annual registration statement

K-TECH Construction Public Company Limited K-TECH Construction Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2020, (2) the annual report for

K-TECH Construction Public Company Limited K-TECH Construction Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2021, (2) the annual report for

EARTH's requests for extension of the repayment period, which led to EARTH's lack of liquidity. Subsequently, on 2 June 2017, Mr. Phipat granted permission to a brokerage firm to sell EARTH

Mrs. Ayuporn Karnasuta Mrs. Ayuporn Karnasuta, Chief Executive Officer responsible for the operation of K-TECH Construction Public Company Limited (“K-TECH”) failed to supervise K-TECH to prepare and

Mr. Chatchon Karnasuta Mr. Chatchon Karnasuta , Chief Executive Officer (Acting) responsible for the operation of K-TECH Construction Public Company Limited (“K-TECH”) failed to supervise K-TECH to

misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed