but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public
Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed
a provider who operates digital asset exchange platform on www.binance.com Since the middle of 2020 onwards, a provider who operates digital asset exchange platform on www.binance.com ("Binance
EARTH's requests for extension of the repayment period, which led to EARTH's lack of liquidity. Subsequently, on 2 June 2017, Mr. Phipat granted permission to a brokerage firm to sell EARTH
www.xt.com From 2022, the digital asset exchange platform provider on the website www.xt.com ("XT.COM") has been providing a platform for trading or exchanging digital assets, which
misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed
, the aforementioned entities offered the newly issued digital token to the public without approval from the SEC Office. This was not conducted though a digital portal service provider approved by the SEC
, the aforementioned entities offered the newly issued digital token to the public without approval from the SEC Office. This was not conducted though a digital portal service provider approved by the SEC
, the aforementioned entities offered the newly issued digital token to the public without approval from the SEC Office. This was not conducted though a digital portal service provider approved by the SEC
utility token, the aforementioned entities offered the newly issued digital token to the public without approval from the SEC Office. This was not conducted though a digital portal service provider approved