service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a license. This case is in the process of inquiry by the
as offering such service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a license. This case is in the
offering such service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a license. This case is in the process of
but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public
Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed
channel, and presented themselves as offering such service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a
EARTH's requests for extension of the repayment period, which led to EARTH's lack of liquidity. Subsequently, on 2 June 2017, Mr. Phipat granted permission to a brokerage firm to sell EARTH
course of business and charging fees. Also, there was no evidence indicating that purchase or sale orders were routed through any digital asset exchange. Instead, such activities were conducted outside any
exchange. Instead, such service was conducted outside any digital asset exchange. The aforementioned action of Bitazza and FreedomVerse shall be deemed to be the operation of a digital asset dealer without a