remaining period of approval as category B investor contact. Clause 9. Any person who intends to perform duty as investor contact specifically in foreign countries shall be deemed to be an investor contact

client to perform whenever using the services; (5) conflicts of interest (if any); (6) practicality between the intermediary and the client in accordance with laws, relevant Notifications and procedure set

which is appointed or assigned by an intermediary to perform duties relating to operational function, compliance function, internal audit or risk management, for instance, a compliance committee, a

appoint competent officers to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette.

to regulations on approval and standards of conduct for personnel in such securities businesses under various notifications. It is, therefore, appropriate to allow one person to contact investors in

unit; (5) person holding a position equivalent to the positions under sub clause (1) to (4) called by other names; (6) member of a committee which is appointed or assigned by an intermediary to perform

that the operation of the securities company follows laws on securities and exchange and notifications issued by virtue of such laws. In performing duty in supervising the securities company under the

Businesses . In order to adhere to the principles, the intermediary shall comply with this Notification. In this regard, where the rules, under this Notification or under other Notifications of Capital Market

the first paragraph shall not apply to the liquidation of property funds for solving financial institutions problems and property and loan funds. Clause 12. Where the liquidator is unable to perform its

person shall: (1) comply with laws and notifications relating to property fund management give force to the securities company, mutatis mutandis , only the part of investment management; (2) perform duties